Middle-Market Public Policy Roundup
U.S. Treasury Secretary Steven Mnuchin delivers annual testimony on financial stability, hinting regulators could propose a "covered funds" provision to the Volcker Rule by spring.
Policy Updates
Middle-Market Public Policy Roundup
A House Financial Services subcommittee will examine the current and future impact of AI, and the U.S.-China trade deal is uncertain after Trump announcements.
Middle-Market Public Policy Roundup
A brief look at the House Committee on Financial Services' schedule for the month of December.
Middle-Market Public Policy Roundup
A House committee held a private equity hearing, the U.S. Chamber of Commerce evaluated the Stop Wall Street Looting Act, and a federal government shutdown was averted until December.
Middle-Market Public Policy Roundup
The SEC’s Investor Advisory Committee discussed ESG data and the accredited investor definition, and the NLRB's chairman responded to congressional criticism about the joint-employer standard.
Middle-Market Public Policy Roundup
The SEC announced a proposal to modernize advertising rules affecting investment advisers, and the HFSC announced a November hearing on private funds.
Middle-Market Public Policy Roundup
Democratic congressional leaders urged federal financial regulators to explain their decision to alter the Volcker Rule in a recently submitted letter.
Middle-Market Public Policy Roundup
A recent congressional subcommittee hearing focused on the opportunity zone program and concerns about its ability to positively impact small businesses.
Tailoring New Rules for Fintech
As fintech companies grow in size and scope, policymakers are trying to find what's the best way to regulate them.
Middle-Market Public Policy Roundup
Five agencies adopted a rule simplifying Volcker Rule compliance, and Congress gears up for a series of hearings on the finance industry.