A Lens into SEC Enforcement
Officials say the agency's success should not be measured solely by the number of cases or fines, but the quality and impact of enforcement actions.
Sectors
Middle-Market Public Policy Roundup
The Department of Labor unveiled its joint employer rule, the White House will form opportunity zone oversight council and congressional committees gather.
Middle-Market Public Policy Roundup
The Department of Labor published its “Overtime Rule” proposal for comment, and the NLRB trades letters with Democratic lawmakers.
Middle-Market Public Policy Roundup
Changes to the Volcker Rule may be delayed as talk of a rulemaking “do over” picks up steam. Meanwhile, the SEC introduces some modernization efforts.
SEC Small Business Forum Focuses on Midwest and Minority-Owned Business Hurdles
Business and government leaders gathered at Ohio State's Fisher College of Business to develop recommendations that could inform future regulations.
Middle-Market Public Policy Roundup
Democrats reintroduced a bill to kill carried interest tax rate and the Department of Labor filed proposed comments for the joint-employer standard.
Middle-Market Public Policy Roundup
The president of the Federal Reserve Bank of Dallas issued a warning on corporate debt levels and the House subcommittee on Diversity and Inclusion met.
Middle-Market Public Policy Roundup
The chair of the Senate Banking Committee wants to expand qualifiers for accredited investors and the head of the Federal Reserve talks to Congress.
Middle-Market Public Policy Roundup
An SEC rule change might allow companies to communicate with some investors before they go public, and Congress seeks exemptions for small M&A brokers.
Middle-Market Public Policy Roundup
The SEC issues a proposal to expand the amount of shares investor companies can hold, and the president and Congress work to prevent another shutdown.