Volcker Rule Proposal Would Open Up Some Banks to Private Equity
A joint proposal to alter the Volcker Rule would open up banks to private equity firms and hedge funds–but would exclude community banks.
Changes Coming to SEC Staff
The SEC will appoint a new commissioner after Kara Stein left the agency earlier this month and Dan Kahl has been named Deputy Director of the OCIE.
OCIE Publishes Risk Alert Regarding Use of Electronic Communications
The SEC's branch in charge of compliance recently published a warning to remind advisers to comply with rules regarding electronic communications.
OCIE Releases 2019 Examination Priorities
The SEC's compliance wing recently announced its examination priorities for 2019, providing a preview of key areas it intends to focus its resources.
Recapitalization and Name Change for Reich Bros Structured Finance, LLC
Reich Brothers Holdings recently announced the recapitalization of its affiliated finance company, now known as Reich Bros Structured Finance.
BP Energy Partners Purchases Controlling Interest in Cryopeak LNG Solutions
MIddle market private equity firm, BP Energy Partners, recently announced the acquisition of liquid natural gas provider Cryopeak.
SEC Holds Government-Business Forum on Small Business Capital Formation
The SEC held its annual Government-Business Forum on Small Business Capital Formation at the Ohio State University in Columbus.
Hastings Announces Investment in A&L Industrial Services
Hastings Equity Partners announced an investment in A&L Industrial Services, an equipment provider for the energy sector.
Platinum Equity to Acquire Singapore-Based PCI Limited
Los Angeles-based Platinum Equity announced the acquisition of PCI Limited, an electronics manufacturing services provider in Singapore.
Main Street Announces New Portfolio Investment
Main Street Capital recently announced an investment in Centre Technologies, a provider of IT software, hardware and services.