Middle-Market Public Policy Roundup
The SEC’s Investor Advisory Committee discussed ESG data and the accredited investor definition, and the NLRB's chairman responded to congressional criticism about the joint-employer standard.
Sectors
Middle-Market Public Policy Roundup
The SEC announced a proposal to modernize advertising rules affecting investment advisers, and the HFSC announced a November hearing on private funds.
Middle-Market Public Policy Roundup
Democratic congressional leaders urged federal financial regulators to explain their decision to alter the Volcker Rule in a recently submitted letter.
Middle-Market Public Policy Roundup
A recent congressional subcommittee hearing focused on the opportunity zone program and concerns about its ability to positively impact small businesses.
Tailoring New Rules for Fintech
As fintech companies grow in size and scope, policymakers are trying to find what's the best way to regulate them.
Middle-Market Public Policy Roundup
Five agencies adopted a rule simplifying Volcker Rule compliance, and Congress gears up for a series of hearings on the finance industry.
Middle-Market Public Policy Roundup
The White House launched a website for opportunity zones and the HFSC published its October agenda.
Middle-Market Public Policy Roundup
ACG submits a letter in support of the SEC effort to simplify private offering exemptions, and Congress summons witnesses to examine leveraged lending practices.
Middle-Market Public Policy Roundup
Witnesses testify before the SEC’s Investor Advisory Committee and SEC commissioners testify before Congress.
Middle-Market Public Policy Roundup
The SEC is preparing for a flurry of activity, with hearings, meetings and rule changes set to take place in coming days.