Committees in the House continue to organize while the longest federal government shutdown in U.S. history hampers federal workers and agencies.
Why it's important for investment advisers to be cautious when allocating expenses to a fund without clear disclosure.
A private equity adviser questioned the practice, which could make other SEC enforcement actions eligible for a rehearing.
Two members of the Private Equity Regulatory Task Force steering committee discuss the compliance and regulatory issues impacting PE firms.
This enforcement action is a good reminder for chief compliance officers to make sure information is accurate on Form ADV filings.