Policy

SEC Moves to Update Aging Advertising Rules

Investment advisers who want to get the word out about their services are going to be stuck in the 1960s unless the SEC changes its advertising rule.

Middle-Market Public Policy Roundup

Trump floats tax holiday to boost the economy from the coronavirus outbreak, and the SEC proposes a rule change for exempt offerings.

Middle-Market Public Policy Roundup

Regulators to roll back some Volcker Rule restrictions, a Supreme Court decision could block private equity’s entry into the 401(k) market, and virus fears prompt Fed interest rate cut.

SEC Proposal Widens Pool of Accredited Investors

A new rule could increase access to investment opportunities for financial services professionals who don’t meet current wealth-based criteria.

Middle-Market Public Policy Roundup

The NLRB issued its final rule on the joint-employer standard, the Small Business Administration plans to improve private equity access, and the HFSC released its March hearing schedule.