This enforcement action is a good reminder for chief compliance officers to make sure information is accurate on Form ADV filings.
As the government shutdown continues, agencies tighten their staffs and activities. Meanwhile, courts uphold the NLRB and congressional committees form.
ACG formed a political action committee to help elect supporters of the middle market to federal office. Here's a look at the role of PACs in policymaking.
Opportunity Zones were designed to steer dollars towards traditionally underserved communities. To learn more, register for the upcoming ACG-Wipfli webinar.
A joint proposal to alter the Volcker Rule would open up banks to private equity firms and hedge funds–but would exclude community banks.