Policy

Middle-Market Public Policy Roundup

Maria Wolvin and Ben Marsico | January 25, 2019

The NLRB issued a statement on its joint-employer rulemaking, the IRS made some changes to tax deductions and the government shutdown continues.

Middle-Market Public Policy Roundup

Maria Wolvin and Ben Marsico | January 18, 2019

Committees in the House continue to organize while the longest federal government shutdown in U.S. history hampers federal workers and agencies.

Misallocation of Fees Subject of Recent SEC Enforcement Actions

MMG | January 17, 2019

Why it's important for investment advisers to be cautious when allocating expenses to a fund without clear disclosure.

SEC’s Use of In-House Administrative Law Judges Challenged

MMG | January 17, 2019

A private equity adviser questioned the practice, which could make other SEC enforcement actions eligible for a rehearing.

What Keeps Compliance Officers up at Night?

Randy Guttman and Joshua Cherry-Seto | January 15, 2019

Two members of the Private Equity Regulatory Task Force steering committee discuss the compliance and regulatory issues impacting PE firms.