MMG | January 17, 2019
A private equity adviser questioned the practice, which could make other SEC enforcement actions eligible for a rehearing.
MMG | January 14, 2019
This enforcement action is a good reminder for chief compliance officers to make sure information is accurate on Form ADV filings.
MMG | January 9, 2019
Opportunity Zones were designed to steer dollars towards traditionally underserved communities. To learn more, register for the upcoming ACG-Wipfli webinar.
MMG | January 9, 2019
A joint proposal to alter the Volcker Rule would open up banks to private equity firms and hedge funds–but would exclude community banks.
MMG | January 9, 2019
The SEC will appoint a new commissioner after Kara Stein left the agency earlier this month and Dan Kahl has been named Deputy Director of the OCIE.
