MMG | January 9, 2019
A joint proposal to alter the Volcker Rule would open up banks to private equity firms and hedge funds–but would exclude community banks.
MMG | January 9, 2019
The SEC will appoint a new commissioner after Kara Stein left the agency earlier this month and Dan Kahl has been named Deputy Director of the OCIE.
MMG | January 9, 2019
The SEC's branch in charge of compliance recently published a warning to remind advisers to comply with rules regarding electronic communications.
MMG | January 9, 2019
The SEC's compliance wing recently announced its examination priorities for 2019, providing a preview of key areas it intends to focus its resources.
MMG | January 8, 2019
The SEC held its annual Government-Business Forum on Small Business Capital Formation at the Ohio State University in Columbus.
