This story appears in full in the March/April 2016 issue of Middle Market Growth.
If new SEC regulations under Dodd-Frank are giving your compliance team a headache, fear not: There’s a solution underway that promises relief.
A new publication on regulatory compliance for private equity firms is forthcoming. Published by Thompson Information Services, the “Guide to Private Equity Regulatory Compliance” will assist middle-market private equity compliance officers, financial officers, in-house legal counsel, and legal and accounting advisers to address their many compliance and regulatory challenges.
The guide will cover a broad range of compliance and regulatory issues under federal and state law, including hot-button topics such as the allocation of fees and expenses, co-investments and cybersecurity. The guide is designed as a pragmatic, user-friendly document for attorneys and nonlegal users alike. […]