New Guide Unpacks Private Equity Regulations

Private equity firms faced with daunting new regulations now have a resource to navigate the rules and avoid unknowing violations on the part of their funds.

DOL Finalizes Rule to Protect Retirement Plan Investors

The Department of Labor on Wednesday released a final rule designed to protect investors in 401(k)s and other retirement plans.

Capitol Briefing to Address Middle-Market Cyber Concerns

An upcoming briefing at the U.S. Capitol, “Digitization, Cybersecurity and the Middle Market,” will address how cybersecurity is impacting middle-market companies.

PE Regulatory Compliance Guide Coming Soon

If new SEC regulations under Dodd-Frank are giving your compliance team a headache, fear not: There’s a solution underway that promises relief.

SEC to Hold Compliance Seminar

The Securities and Exchange Commission this week announced the opening of registration for its national seminar for investment companies and investment advisers on April 19.