Private equity firms faced with daunting new regulations now have a resource to navigate the rules and avoid unknowing violations on the part of their funds.
The Department of Labor on Wednesday released a final rule designed to protect investors in 401(k)s and other retirement plans.
An upcoming briefing at the U.S. Capitol, “Digitization, Cybersecurity and the Middle Market,” will address how cybersecurity is impacting middle-market companies.
If new SEC regulations under Dodd-Frank are giving your compliance team a headache, fear not: There’s a solution underway that promises relief.
The Securities and Exchange Commission this week announced the opening of registration for its national seminar for investment companies and investment advisers on April 19.